Top Compliances in New York, New York
Zachary LION
Head of Practice Area - Compliance, Legal & Privacy/CyberSecurity/GDPR/CCPA
New York, New York
Head of Practice Area - Compliance, Legal & Privacy/CyberSecurity/GDPR/CCPA
Compliance, Legal & Privacy Account Manager
Compliance & Legal Recruiter
Ithaca College
Recommendations: 20
Financial Services
Recruiting
Privacy Law and Recruitment
Due Diligence
Legal Research
AML
Financial Risk
Legal Writing
z****[email protected]
Scott Mullins
Managing Director
New York, New York
Managing Director
Compliance Officer, Archives Manager
Institutional Trading Representative
Trade Surveillance Officer
Trading/Customer Service Specialist
Director - Surveillance and Trading Compliance
Government Reporting Coordinator
Agency Trader
Texas A&M University
Recommendations: 12
Series 7
Market Structure
Series 24
Securities
Equity Trading
Series 63
Equities
Options
e****[email protected]
Honieh ☁
Associate Principal, Solutions Architect
New York, New York
Associate Principal, Solutions Architect
Business Development Associate
Client Solutions Manager, Professional Services
Implementation Lead, Professional Services
Senior Program Manager, Mobile Marketing
Assistant
Senior Implementation Lead, Professional Services
Senior Solutions Architect
Compliance Analyst
Quality Control Specialist
New York University
Fordham University
Recommendations: 9
Business Development
Online Advertising
Social Media Marketing
Management
Analytics
E-commerce
CRM
XML
h****[email protected]
Beth Kleiman
FINRA non-public Dispute Resolution Arbitrator
New York, New York
FINRA non-public Dispute Resolution Arbitrator
Consultant
Lieutenant Commander
Compliance Consultant
Research Consultant
Contractor
New York University - Leonard N. Stern School of Business
University of Rochester
Long Beach High School
Recommendations: 8
Intercultural Communication
Business Development
Organization & prioritization skills
Visio
Risk Management
Securities
Executive Management
Due Diligence
b****[email protected]
Rahul CIPM
Director, Privacy & Compliance
New York, New York
Director, Privacy & Compliance
Program Manager, Data Protection and Privacy
Project Manager, Privacy and Security
Project Manager, Information Systems
Project Manager, Global Trade Management & Compliance Solutions
Senior Business Analyst, International Trade Compliance & Regulations
The University of Texas at Austin
University of Maryland Global Campus
Recommendations: 8
r****[email protected]
Kiesha Wells
Account Executive Service Cloud Financial Services & Enterprise Banking
New York, New York
Account Executive Service Cloud Financial Services & Enterprise Banking
Global Account Executive Financial Trading Compliance
Account Executive
Global Account Director
Account Executive
Account Relationship Manager
Recruiting/Sales Assistant
Metropolitan College of New York - School of Business
Recommendations: 7
Vendor Management
Account Management
Salesforce.com
Solution Selling
Business Development
SaaS
New Business Development
Telecommunications
k****[email protected]
Ted Porter
Director of Sales, Canada
New York, New York
Director of Sales, Canada
Loan Officer
Strategic Account Executive
Compliance Intern
Senior Strategic SBA Sales Lead
Senior Account Executive
Enterprise, North America
Recruitment Account Executive
Account Executive
Senior Account Executive
Account Executive
Fairleigh Dickinson University
Recommendations: 7
PPC
Account Management
Cold Calling
Online Advertising
Salesforce.com
Advertising
SEM
Sales Process
t****[email protected]
Sicheng(Matthew) Jiang
Secretary’s Department Intern
New York, New York
Secretary’s Department Intern
Columnist
Admissions Officer
Women’s Basketball Team Manager
Consultant - Risk & Compliance
Columbia University in the City of New York
New York University
The George Washington University
Recommendations: 6
Admissions
International Admissions
Research
International Relations
Chinese
Microsoft Office
Public Speaking
English
d****[email protected]
Regina Gurvich
Compliance Officer
New York, New York
Compliance Officer
Faculty, Graduate School of Business
Director of Compliance & Special Investigaitons Unit
Chief Compliance & Privacy Officer
Zicklin School of Business @ Baruch (CUNY)
Recommendations: 6
Medicare
Medicaid
Managed Care
HIPAA
Healthcare Management
Health Insurance
Contract Negotiation
Auditing
r****[email protected]
Chris Dogas
VP Internal Audit
New York, New York
VP Internal Audit
Global Head Finance Transformation & Compliance
Leadership Roles in Corporate Internal Audit, Financial Compliance and Finance Transformation
Manager Risk Advisory Services
Rider University
Roosevelt University
The University of Texas at Austin
Recommendations: 4
Sarbanes-Oxley Act
Internal Audit
Auditing
c****[email protected]
Jen Healy
Contracts Counsel
New York, New York
Contracts Counsel
Rights & Partnerships Coordinator
Assistant Manager
Senior Contracts Manager
Associate Contracts Counsel
Legal Intern
Senior Counsel
VP, Legal and Compliance
Legal Intern
New York Law School
The Catholic University of America
Marymount School
Recommendations: 4
Intellectual Property
Legal Writing
Contract Management
Negotiation
Legal Research
Corporate Law
Contract Negotiation
Privacy Law
j****[email protected]
N N.
Director
New York, New York
Director
Vice President - Swap Dealer Compliance
Vice President - Swap Dealer Compliance
Benjamin N. Cardozo School of Law, Yeshiva University
Dartmouth College
JCC
Recommendations: 4
n****[email protected]
Ragini Sejpal
Director, Sales
New York, New York
Director, Sales
Relationship Manager, Credit Risk, Compliance
Sr. Business Development Manager
Engagement Manager
Senior Account Manager
Consultant - contracted role
Drexel University
Manhattan College
Recommendations: 3
r****[email protected]
Michael Sheeran
Sales Associate
New York, New York
Sales Associate
SecurityIQ Sales - Americas
Enterprise Account Executive
Regional Sales Manager - Northeast
Compliance Assistant
Regional Account Manager
Substitute Teacher
Enterprise Sales Executive
Enterprise Account Manager
Kent State University
Immaculate High School
Recommendations: 3
Account Management
Sales Management
Salesforce.com
Inside Sales
B2B
Enterprise Software
Channel Partners
ERP Software
s****[email protected]
Jacob Watson
Product Manager, Idomoo Analytics
New York, New York
Product Manager, Idomoo Analytics
Creative Project Manager
Senior Project Manager
Student Employee
VP Sales, North America
Account Manager
Marketing Intern
Compliance Support Analyst
Sales and Account Manager
Senior Agent Support & Operations Analyst
Universitat Pompeu Fabra
University of South Carolina-Columbia
Recommendations: 3
PCI DSS
Technical Translation
Customer Service
Troubleshooting
Microsoft Excel
PowerPoint
Spanish
Photoshop
w****[email protected]
Hanna Ayenew
Product Manager
New York, New York
Product Manager
Sr.Data System Analyst/Project Manager
Business Analyst
Compliance Analyst
Sr. Project/Product Manager
Sr. Project Manager - Consultant
Project Manager - Consultant
Project Manager
University of Minnesota-Twin Cities
Saint Mary's University of Minnesota
Metropolitan State University
Recommendations: 3
SQL
Requirements Analysis
SDLC
Accounting
Testing
RFP
Financial Reporting
MS Project
h****[email protected]
Angela Hoidas
VP, Marketing Leader | Third-Party Risk & Compliance
New York, New York
VP, Marketing Leader | Third-Party Risk & Compliance
Senior Marketing Manager II
Senior Marketing Manager I
Chief of Staff to Deloitte's US Sales & Marketing Leader
Marketing Leader | Deloitte Risk and Financial Advisory
Marketing Manager
Marketing Associate
The London School of Economics and Political Science (LSE)
Campion School - Athens, Greece
Recommendations: 2
Marketing
Direct Marketing
Analytics
Strategy
Integrated Marketing
Competitive Analysis
Marketing Strategy
Marketing Management
a****[email protected]
a****[email protected]
Yvonne CPA
Corporate Chief Compliance Officer - Head of Compliance
New York, New York
Corporate Chief Compliance Officer - Head of Compliance
Director - Deputy Head of Central Functions, Risk Management and Strategic Planning - Compliance
Senior Consultant
Associate Professor
University of Massachussets
Recommendations: 2
Hedge Funds
Equity Trading
Derivatives
Market Risk
Capital Markets
Operational Risk
Fixed Income
Equities
y****[email protected]
Eric Feuer
Compliance Officer
New York, New York
Compliance Officer
Compliance Associate
Benjamin N. Cardozo School of Law, Yeshiva University
State University of New York at Binghamton
Recommendations: 1
Corporate Law
Securities
Private Equity
Negotiation
Real Estate Transactions
Marketing
e****[email protected]
Matthew Pizzo
Compliance Officer
New York, New York
Compliance Officer
Senior Compliance Associate
Veteran Associate
Storm The Hill
Legal Intern
Enterprise Controller/ Network Defender
Tech Controller
New York Law School
University of Colorado Colorado Springs
Recommendations: 1
Legal Research
Legal Writing
Government
Contract Negotiation
Networking
Research
Microsoft Office
Team Leadership
m****[email protected]
Rachel Thompson
Director, Data Privacy – Americas and Global Corporate Functions
New York, New York
Director, Data Privacy – Americas and Global Corporate Functions
Co-Chair (Privacy), New York Chapter, Women in Security & Privacy (WISP)
Associate / Legal Consultant
Solicitor, Intellectual Property and Technology Group
Director & Senior Counsel, Privacy Compliance
Manager - Cybersecurity & Privacy
University of Wisconsin-Eau Claire
University of New South Wales
University of Technology Sydney
Recommendations: 1
Intellectual Property
Journalism
Freelance Writing
Content Writing
copy writing
Blogging
Editing
Web Content
r****[email protected]
Erica Susko
Compliance and Service Manager, VP
New York, New York
Compliance and Service Manager, VP
Operations Consultant, Assistant Vice President
Teller Manager, Officer
Restaurant Manager
Fordham University School of Law
Lacey Twp High School
Recommendations: 1
Customer Service
Coaching
Sales
Leadership
Budgets
Workshop Facilitation
Profit
Consulting
e****[email protected]
Marta Jimenez-Aquino
President
New York, New York
President
Project Lead
Vice President, PAREXEL Consulting NA
Principal Consultant
Director, CR&D Procedural Compliance
President
Director Procedural Compliance
Vice President, Consulting
Saint Joseph's University
Universidad de Puerto Rico
Recommendations: 1
Clinical Development
Biotechnology
Strategy
Pharmaceutics
Change Management
Project Management
Clinical Data Management
Leadership
m****[email protected]
Timothy Chow
Chief Business Integrity Officer and General Counsel Commercial
New York, New York
Chief Business Integrity Officer and General Counsel Commercial
General Counsel, Latin America & the Caribbean, Global Travel and Global Compliance
General Counsel, Latin America and the Caribbean
Senior Counsel, Treasury and Finance
Associate General Counsel, Corporate Centre
Associate
Dartmouth College
Cranbrook Kingswood School
Recommendations: 1
Corporate Finance
Corporate Law
FCPA
SOX Compliancy
Compliance
Corporate Governance
Disclosure
M&A experience
c****[email protected]
Lauren Meyer
VP of Industry Relations and Compliance
New York, New York
VP of Industry Relations and Compliance
EVP of Product Marketing & Brand Strategy
Quality Control Specialist
VP of Delivery & Head of North American Operations
Senior Email Deliverability Manager
Marketing Manager
Member, OI Metrics Project Committee
Source Manager
Referee
VP of Delivery
Vice Chair, Senders Committee
Member, Education & Events Subcommittee
Robert Morris University
Recommendations: 1
Email Marketing
Online Advertising
Advertising
Social Media Marketing
Account Management
Social Media
Digital Marketing
Analytics
l****[email protected]
Nicole Michaelis
Senior Product Manager
New York, New York
Senior Product Manager
Product Manager
Product Manager
Manager, Security & Compliance
Compliance Analyst
Information Security Analyst
Bowdoin College
Recommendations: 0
Information Security
IT Governance
Internal Audit
Data Privacy
Regulatory Compliance
Employee Training
SaaS
Microsoft Office
n****[email protected]
Renotta Young
Senior Procurement Analyst
New York, New York
Senior Procurement Analyst
Advisory Board Member
Program Review Panelist
Deputy Controller Research Reporting and Financial Compliance
University Tax Director
Corporate Tax Director
The University of Illinois at Champaign-Urbana
Recommendations: 0
Customer Service
Higher Education
Public Speaking
Management
Program Management
Research
Strategic Planning
Nonprofits
r****[email protected]
r****[email protected]
Moncie Rowther
Co-Head of US Consumer and Small Business Marketing Compliance
New York, New York
Co-Head of US Consumer and Small Business Marketing Compliance
Vice President, Compliance
Associate Counsel, General Counsel’s Office: Merchant Services
Sr. Manager, Compliance - Global Corporate Payments
Boston University
University of Connecticut School of Law
Recommendations: 0
Merchant Services
Credit Cards
Fraud
Relationship Management
Financial Services
Legal Writing
Strategic Partnerships
Risk Management
m****[email protected]
Mary Popewiny
Director - Head of Treasury Risk Oversight
New York, New York
Director - Head of Treasury Risk Oversight
Vice President - Treasury Funding and Liquidity Management
Assistant Vice President - Liquidity Solutions
Product Specialist - Fixed Income Structured Products
Analyst, Structured Illiquid Credit Trading
Marketing Finance Co-Op
Compliance Assistant
London School of Economics
Recommendations: 0
Derivatives
Financial Risk
Fixed Income
m****[email protected]
Tracey Gilliam
Managing Director, Global Litigation, Investigations, and Compliance
New York, New York
Managing Director, Global Litigation, Investigations, and Compliance
Senior Vice President, Chief Counsel - Litigation
Senior Vice President & Chief Counsel - U.S. Insurance Law
Dartmouth College
Temple University - James E. Beasley School of Law
Recommendations: 0
Litigation
Leadership
Management
Financial Services
Crisis Management
Operational Excellence
Operations Management
Financial Regulation
t****[email protected]
t****[email protected]
Luis Bazoberry
Compliance Officer
New York, New York
Compliance Officer
Compliance Manager
Corporate Compliance and AML Analyst
Corporate Secretary
Lead Portfolio Manager
Administrative Support
Zicklin School of Business
CUNY New York City College of Technology
Recommendations: 0
l****[email protected]
Erin Zhang
Senior Consultant, Global Investigation & Compliance
New York, New York
Senior Consultant, Global Investigation & Compliance
Executive Recruiter
City University of New York-Baruch College - Zicklin School of Business
Mercer University - Stetson School of Business and Economics
Recommendations: 0
e****[email protected]
Svetlana Lebedev
Patient Services Compliance
New York, New York
Patient Services Compliance
Law Clerk
Counsel Myeloid
Law Clerk
Law Clerk
Brandeis University
Brooklyn Law School
University College London, U. of London
Recommendations: 0
Litigation
Due Diligence
Mergers & Acquisitions
Legal Writing
Corporate Law
Securities
Legal Research
Mergers
s****[email protected]
Michelle Barras
Vice President and Senior Compliance Manager
New York, New York
Vice President and Senior Compliance Manager
Compliance Officer
Litigation Paralegal
Senior Compliance Officer
Long Beach High School
Recommendations: 0
Spanish
French
Legal Research
Litigation
Online Research
Westlaw
Italian
Portuguese
m****[email protected]
Esha Malhotra
Director Cyber Security & Compliance
New York, New York
Director Cyber Security & Compliance
Senior Manager Cyber Security & Compliance
Global Senior IT Auditor
Manager Cyber Security & Compliance
Boston College - Carroll School of Management
Recommendations: 0
IT Audit
Sarbanes-Oxley
Internal Audit
Project Management
Risk Assessment
Operational Risk
Internal Controls
Building Relationships
e****[email protected]
Lauren Kaplan
Search Marketing Analyst
New York, New York
Search Marketing Analyst
Intern in the Quality Assurance Department
Vice President
Investment Banking Summer Associate
Compliance Analyst
Associate
Compliance Analyst
Intern in the Legal Department
Chinese Language Tutor
Associate Portfolio Manager
New York University - Leonard N. Stern School of Business
Tufts University
Universidad de Alcalá
Recommendations: 0
Editing
Copywriting
Advertising
Data Analysis
Due Diligence
Social Media
Research
Microsoft Excel
l****[email protected]
Brandon Berment
Sales Manager New York City
New York, New York
Sales Manager New York City
District Sales Manager
Consultant- Ethics & Compliance
Sales Representative
University of Maryland College Park
Recommendations: 0
Strategic Planning
Sales Management
Risk Assessment
Compliance
Pharmaceutical Sales
Risk Management
Hospital Sales
Managed Care
b****[email protected]
Lauren Riccio
Senior Vice President, Independent Compliance Risk Management
New York, New York
Senior Vice President, Independent Compliance Risk Management
Manager, Fraud Investigation & Dispute Services
Consultant, Risk & Compliance
University of Richmond - Robins School of Business
Università Bocconi
Recommendations: 0
AML
Internal Controls
Internal Audit
Fraud
Financial Risk
Risk Management
Financial Analysis
Enterprise Risk Management
l****[email protected]
l****[email protected]
Rob Denicola
Counsel
New York, New York
Counsel
Associate
Associate
Summer Law Clerk
Legal Intern
Legal Assistant
Operations Summer Analyst
Compliance Summer Analyst
Compliance Summer Analyst
Columbia Law School
Georgetown University
Recommendations: 0
Legal Research
Legal Writing
Westlaw
Litigation
r****[email protected]
r****[email protected]
Arman Thanviruddin
Compliance Manager
New York, New York
Compliance Manager
Chief Compliance Officer
Senior Compliance Manager
Senior Testing Analyst, Corporate Compliance
Compliance Analyst
National Bank Examiner
St. John's University
California State University-San Bernardino
Recommendations: 0
Marketing
Management
Advertising
Photoshop
Event Management
Customer Service
Public Relations
Retail
a****[email protected]
Benjamin Brandler
Vice President - Relationship Manager
New York, New York
Vice President - Relationship Manager
Associate
Associate (Investments, Compliance, Philanthropy)
Compliance Director and Treasurer
Deputy Compliance Director
Emergency Medical Technician
UCLA Anderson School of Management
Brooklyn College
Cornell University
Recommendations: 0
Real Estate Economics
Investments
Real Estate
Asset Managment
Valuation
Mortgage Lending
Financial Modeling
Real Estate Transactions
b****[email protected]
Laurence Bertan
Manager
New York, New York
Manager
Social Media Committee member
VP, Director of Sell Side Compliance
VP, Director of Internal Audit
Director of Internal Audit
SVP/Global Head of Broker Dealer Compliance
SVP, Director of Investment Management and Distribution Compliance and Global AML Compliance Officer
Recommendations: 0
Securities
Hedge Funds
Mutual Funds
AML
Series 7
Investment Management
Broker-Dealer
Dodd-Frank
l****[email protected]
l****[email protected]
Zoe Strickland
VP, Global Privacy and U.S. Commercial Compliance
New York, New York
VP, Global Privacy and U.S. Commercial Compliance
Advisory Board
Member CIPP/G/IT
Managing Director, Global Chief Privacy Officer
VP Chief Privacy Officer
VP Chief Privacy Officer
UNC Chapel Hill
Recommendations: 0
Privacy Law
Data Privacy
Corporate Governance
Intellectual Property
Licensing
Policy
Public Policy
Legal Research
v****[email protected]
Ilham E.
Analyst, OPEN Marketplace Partnerships
New York, New York
Analyst, OPEN Marketplace Partnerships
Product Manager, Measurement and Trustworthy Supply Chain
Go Ask Alice! Research Analyst & Outreach Coordinator
ZMP Product Manager
Compliance & Audits Manager
Product Manager, Programmatic Supply Integrations
Columbia University in the City of New York
Columbia University - School of International and Public Affairs
General Assembly
Recommendations: 0
i****[email protected]
Funda Akgok
Vice President of Compliance
New York, New York
Vice President of Compliance
Vice President
Senior Associate
Audit Intern
Pace University - Lubin School of Business
Recommendations: 0
Auditing
Finance
Accounting
Financial Reporting
Equities
Financial Accounting
Internal Controls
Financial Analysis
f****[email protected]
Katherine Cohane
Vice President - Tax Controller
New York, New York
Vice President - Tax Controller
Executive Director, Global Tax Reporting, Accounting & Compliance
Executive Director, Global Tax Reporting and Accounting
Executive Director Global Tax Reporting and Accounting
Senior Manager Income Tax Accounting, Compliance, Analytics and Projects
Tax Senior Corporate Tax Compliance and Expatriate Tax Specialist
Vice President - Global Tax Accounting, Reporting & Compliance
Villanova University Charles Widger School of Law
Virginia Tech
Virginia Tech - Pamplin College of Business
Recommendations: 0
k****[email protected]
k****[email protected]
Naveen Kumar
Management Consultant
New York, New York
Management Consultant
Risk & Compliance
Information Security Manager, Independent Consultant
GRC Lead Singapore Exchange
Information Security Consultant
GRC Consultant
Indian Institute of Technology, Delhi
Dr B R Ambedkar National Institute of Technology, Jalandhar
The Lee Strasberg Theater and Film Institute
Recommendations: 0
GRC
IT GRC
CISA
ISO 27001
BS25999
Project Management
ITIL Certified
Archer Certified Consultant
n****[email protected]
Abby Greenberger
Senior Compliance Associate and Counsel
New York, New York
Senior Compliance Associate and Counsel
Compliance and Regulatory Counsel, SVP
Vice President, Legal
Associate
University of Pennsylvania Law School
Duke University
Recommendations: 0
Corporate Law
Securities Regulation
Securities
Capital Markets
Hedge Funds
Equities
Derivatives
Alternative Investments
a****[email protected]
Joseph Scavo
Managing Director - Head of FCC Controls
New York, New York
Managing Director - Head of FCC Controls
Corporate Vice President, Chief Compliance Officer
Vice President, Divisional Compliance Officer (Southeast)
Vice President, Compliance Manager
Corporate Vice President, Audit Manager
Vice President, Audit Manager
Supervisor
Managing Director - Head of FCC Wholesale Banking
Managing Director- Global Head of Financial Crimes/AML- Investment Banking,Markets and IS
Regional Head of AML for the Americas at UBS AG
Executive Director, Chief Compliance Officer - UBS Private Bank/UBS International
Senior Vice President, Director of Compliance
First Vice President, Deputy Director of Compliance
Corporate Vice President, Assistant Director of Compliance
St. John's University
st john's university
Recommendations: 0
AML
USA PATRIOT Act
Sanction
Fixed Income
Securities
Capital Markets
Private Banking
Financial Advisory
j****[email protected]
Eileen Ryan
Compliance Director
New York, New York
Compliance Director
Vice President & Counsel
Compliance Director
Managing Director - Commercial Banking Compliance Risk Management - Compliance Programs
Vice President and Counsel
Boston College
Brooklyn Law School
Recommendations: 0
b****[email protected]
Leyla Marrouk
Vice President - Securities Division Compliance
New York, New York
Vice President - Securities Division Compliance
Secondee in Legal Division
Principal, Associate General Counsel & Senior Compliance Officer
Associate
Senior Compliance Officer, Vice President - Asset Management Compliance
Columbia University
Harvard University
Bronxville School
Recommendations: 0
Capital Markets
Securities Regulation
Securitization
l****[email protected]
l****[email protected]
Jessica Catorc
Compliance Systems
New York, New York
Compliance Systems
Founder
Head Of Partnerships
Digital Project Manager
Digital Project Manager
OCAD University
Recommendations: 0
Web Design
Photoshop
Graphic Design
Administration
Marketing Assistance
Vector Illustration
Computer Graphics
French
j*****@jesscatorc.com
Tom DiSpaldo
Director, Compliance
New York, New York
Director, Compliance
Chief Compliance Officer
Chief Compliance Officer
Senior Examiner
Director, Regulatory Manager/Supervisor
Director, Compliance
Compliance Director & FINOP
Penn State University
Recommendations: 0
t****[email protected]
Jennifer Warner
Senior Vice President
New York, New York
Senior Vice President
Vice President--Global Sourcing, Quality Compliance and Merchant Operations
Global Vice President--Product Sourcing, Tarheel Trading, Quality & Compliance
Divisional Vice President--Global Sourcing
Sr Sourcing Manager--Toys/Sporting Goods/Pets/Electronics/HBA
Sr Sourcing Manger-Apparel
Recommendations: 0
Global Sourcing
Merchandising
Retail Management
Vendor Relations
Visual Merchandising
Strategic Negotiations
Team Leadership
Leadership Development
j****[email protected]
Jennie CGMA
Director (Head) of Internal Controls
New York, New York
Director (Head) of Internal Controls
Director of Internal Controls and Compliance
Manager, Systems and Process Assurance
Bryant University
Recommendations: 0
Sarbanes-Oxley Act
IT Audit
Auditing
Internal Controls
CISA
Internal Audit
Accounting
External Audit
j****[email protected]
Heather Buxton
Human Resources Generalist (Consultant)
New York, New York
Human Resources Generalist (Consultant)
Senior Vice President, Head of Human Resources
Human Resources Generalist
Human Resources Manager (Consultant)
Human Resources Associate
Senior Vice President - Head of Human Resources, Americas
Independent Contractor, Affordable Care Act Compliance
Vice President - Head of Human Resources, Americas
Villanova University
Recommendations: 0
h****[email protected]
Cindy Michel
Board Member
New York, New York
Board Member
Chief Compliance Officer
Associate, Corporate and Securities
Managing Director & Chief Compliance Officer
Assistant Vice President, Legal & Compliance
Director of Compliance
Vice President, Director of Private Equity Compliance
Boston University School of Law
Columbia University in the City of New York
Recommendations: 0
Securities Regulation
Business Strategy
Alternative Investments
Due Diligence
Hedge Funds
Securities
Private Equity
Mergers & Acquisitions
c****[email protected]
c****[email protected]
John O'Dwyer
Senior Director; Sales & Consulting
New York, New York
Senior Director; Sales & Consulting
Director - Integrated Risk Management
Vice President Sales - Integrated Risk Management & Financial Services
Strategic Accounts
Strategic Accounts - Enterprise Risk and Compliance
Global Account Director
The Catholic University of America
Fordham Preparatory School
Recommendations: 0
Banking
Risk Management
New Business Development
Contract Negotiation
Selling
Professional Services
Financial Services
Solution Selling
j****[email protected]
Kenneth Feng
Business Systems Analyst
New York, New York
Business Systems Analyst
Business Systems Developer
Revenue Operations Analyst
Software Engineer
Bookkeeping Clerk
Systems Engineer
Compliance Assistant
Billing Accountant
City University of New York-Baruch College - Zicklin School of Business
Recommendations: 0
NetSuite
Git
Atlassian JIRA
IPython
Pandas
Linux
Data Analysis
Github
k****[email protected]
Cathy Yesenosky
Consultant
New York, New York
Consultant
Head of IT Risk, Governance & Compliance
SVP, Smith Barney
Executive Director, WMA IT Risk Management / Regulatory Liaison for the Americas Region
SVP, IT Risk Management
Senior Information Security Manager
Vice President, Investment Bank Technology
Consultant
Head of IT Risk, Governance and Compliance
New York University - Leonard N. Stern School of Business
City University of New York-Queens College
Recommendations: 0
Risk
Risk Management
Risk Mitigation
IT Risk
Security
Data Privacy
Operational Risk Management
Business Planning
y****[email protected]
Sohela Lalvani
Internal Auditor, Licensee Compliance
New York, New York
Internal Auditor, Licensee Compliance
Executive Director, Worldwide Television Distribution
Senior Finance Consultant, Paramount Pictures International
US Controller
Assistant Controller
Senior Auditor, Assurance and Business Advisory Services
Consultant
SVP, Controller
SVP, Controller
VP, Controller
Manager, Corporate Controllership
Claremont McKenna College
University of Warwick - WMG
Recommendations: 0
s****[email protected]
Jessica Koenig
Enterprise Account Executive
New York, New York
Enterprise Account Executive
Social Media Manager
Business Development Manager: Transfer Pricing and Compliance
Client Partner (Enterprise Sales) Team Lead
Manager, Sales
Enterprise Account Executive
Manager, Inside Sales Public Sector and Strategics
Enterprise Account Executive
Juniata College
Juniata College
Recommendations: 0
Collin Schwartz
Director, Head of US Regulatory Controls Management
New York, New York
Director, Head of US Regulatory Controls Management
Americas Head of Regulatory Compliance
SVP, Senior Compliance Officer
Legal Analyst
Attorney
Attorney
New York Law School
Binghamton University
Hewlett High School
Recommendations: 0
Commercial Litigation
Litigation
Legal Writing
Derivatives
Securities
Securities Regulation
Corporate Governance
Corporate Law
c****[email protected]
Chris Cannings
Information Security Manager - (Corporate Centre)
New York, New York
Information Security Manager - (Corporate Centre)
Application Support Analyst/Team Leader (Accenture/Centrica)
Information Security Specialist - Policy, Risk and Compliance
Service Desk Analyst/Team Leader
Head of Security Architecture
Network Technician
Security Analyst/Team-lead (Security Operations - Group Information Risk)
Graduate Sales Engineer
Component Brokerage/Sales
Director, Head of Information Security
Security Architect - Global Digital Marketing/Consumer Data Privacy (Contract)
Senior Associate
Senior Security Architect (Contract)
Leeds Metropolitan University
Recommendations: 0
ISO 27001
CMMI
Information Security
COBIT
PCI DSS
ITIL
Governance
CISSP
c****[email protected]
Lara CAMS
Director, Risk & Compliance
New York, New York
Director, Risk & Compliance
Vice President
Senior Analyst, Business Intelligence & Corporate Investigations
Teaching Assistant
Columbia University - School of International and Public Affairs
Harvard University
Sciences Po Paris
Recommendations: 0
Due Diligence
Strategy
Risk Management
Analysis
Business Intelligence
Mergers & Acquisitions
Emerging Markets
Research
l****[email protected]
Alicia Lorenzen
Compliance & Operations
New York, New York
Compliance & Operations
Operations
Assistant
Associate
Project Coordinator
University of Oregon
Recommendations: 0
Outlook
Hedge Funds
Series 7
Equities
Trading
Bloomberg
Equity Trading
Microsoft Excel
a****[email protected]
Melissa CPA
Senior Director, Global Tax Reporting & Compliance
New York, New York
Senior Director, Global Tax Reporting & Compliance
New York University - Leonard N. Stern School of Business
Quinnipiac University
Recommendations: 0
Tax
Corporate Tax
Internal Controls
Auditing
US GAAP
IFRS
Forecasting
External Audit
m****[email protected]
Kathleen Lange
Associate - Corporate Law
New York, New York
Associate - Corporate Law
Summer Associate
Vice President, GBAM Compliance Manager
Consultant
Law Clerk
Vice President, Trading Advisory Compliance
Associate - Fixed Income & Futures Trading Compliance
Fordham University School of Law
Fairfield University
Recommendations: 0
Due Diligence
Securities Law
Private Equity
Corporate Governance
Securities
Corporate Law
Hedge Funds
Asset Managment
k****[email protected]
Vincent Dao
Analyst Intern
New York, New York
Analyst Intern
Program Manager, Engineering Compliance
Associate, Assurance
Clinician
Senior Associate, Cybersecurity
Binghamton University School of Management
Fudan University
Stuyvesant High School
Recommendations: 0
Microsoft Excel
Data Analysis
Microsoft Office
Access
Teaching
CPA
Financial Accounting
Excel
v****[email protected]
Allison Torres
English Teacher
New York, New York
English Teacher
Legal Intern
Compliance Associate
Legal Intern
Compliance Associate
Vice President, Compliance
Legal Intern, Office of the General Counsel
Safe Harbor Project Intern
Intern
Summer Associate
Assistant Vice President, Financial Crime
Brooklyn Law School
Davidson College
Recommendations: 0
Spanish
Legal Writing
Legal Research
Westlaw
Editing
Lexis
PowerPoint
Microsoft Excel
a****[email protected]
Luke Hawkridge
Assistant Vice President, Private Side Advisory Compliance
New York, New York
Assistant Vice President, Private Side Advisory Compliance
Vice President, Banking & Capital Markets Compliance
Assistant Vice President, Compliance Risk Assessment
Compliance Analyst
International Compliance Association
University of Cambridge
The University of Nottingham
Recommendations: 0
l****[email protected]
Shoaib Iqbal
Chief Operating Officer
New York, New York
Chief Operating Officer
Senior Compliance Analyst
Compliance Analyst
CEO
Recommendations: 0
s****[email protected]
Preeti Esq.
Compliance Manager
New York, New York
Compliance Manager
Anti-Money Laundering Compliance
Director of Compliance
Senior Compliance Officer
Quinnipiac University School of Law
Stony Brook University
Recommendations: 0
AML
Asset Management
Anti Money Laundering
Due Diligence
Financial Risk
Fixed Income
Hedge Funds
KYC
p****[email protected]
Diana ARM
Senior Vice President, Senior Risk and Compliance Officer
New York, New York
Senior Vice President, Senior Risk and Compliance Officer
Compliance Officer/Director, Regulatory Compliance and Healthcare Risk Management
New York University
New York University
Recommendations: 0
d****[email protected]
Steve Grande
Human Resources Country Head - Mexico
New York, New York
Human Resources Country Head - Mexico
HR Business Partner - Investment Banking
Human Resources Manager - Private Banking
Head Of Human Resources, Fitch Solutions and Fitch Learning
Head of Human Resources, Fitch Solutions
Head Of Human Resources - Global Compliance
HR Business Partner - JPMorgan Hambrecht & Quist
Recommendations: 0
Employee Relations
Career Development
Performance Management
Talent Management
Recruitment/Retention
Human Resources
Leadership
Career Counseling
s****[email protected]
Nelly Nauman
Director, Information Security
New York, New York
Director, Information Security
Network Engineer
Americas Head of Risk Management
Vice President, (BISO) Cybersecurity Risk Management
Crisis Management & Business Continuity
Director, Audit & Compliance
Managing Director, Information Risk and Security
Stevens Institute of Technology
New Jersey Institute of Technology
Recommendations: 0
n****[email protected]
Lee L'Archevesque
Systems Engineer
New York, New York
Systems Engineer
Chief Information Security Officer
Senior Vice President Information Security and Compliance
IT Consultant
Vice President Network Infrastructure
Director Network Operations
Chief Information Security Officer
Vice President Information Security
Manager LAN Operations
Recommendations: 0
l****[email protected]
Denys Dlaboha
Compliance Analyst
New York, New York
Compliance Analyst
Risk Compliance Officer
Compliance officer - Consultant
Compliance Consultant
Compliance Officer
Compliance/Legal
Risk Compliance Officer
State University of New York at Albany
Recommendations: 0
Policy
AML
Hedge Funds
Fund Of Funds
Microsoft Excel
Investment Advisory Services
Investment Advisor Compliance
Broker-Dealer Compliance
d****[email protected]
d****[email protected]
Richard Lataille
English Language Instructor
New York, New York
English Language Instructor
English Language Instructor
Vice President - Surveillance Analytics Group
Vice President - Financial Crime Compliance
Research Analyst
James Madison University
Northern Virginia Community College
Recommendations: 0
r****[email protected]
James Cadena
Information Security Manager
New York, New York
Information Security Manager
Information Security Specialist
Sr. Information Security Specialist
Senior Systems Engineer/ Cybersecurity/ Compliance
Network Administrator
Systems Engineer
Recommendations: 0
j****[email protected]
Cecelia Shao
Compliance & Security Analyst
New York, New York
Compliance & Security Analyst
Senior Product Manager
Sustainability Office Sophomore Consultant
Product Marketing Intern
Product Marketing Intern
Dartmouth College
General Assembly
Yestermorrow
Recommendations: 0
Microsoft Excel
Microsoft Office
Financial Analysis
PowerPoint
Microsoft Word
Research
Mandarin
Event Planning
c****[email protected]
c****[email protected]
Altemis Dorville
OAM Compliance
New York, New York
OAM Compliance
Compliance Manager
Hamilton College
Recommendations: 0
a****[email protected]
Cordelia Yoon
Head Of Compliance
New York, New York
Head Of Compliance
Vice President, International Compliance
Vice President, International Compliance
Vice President
Regional Vice President and Counsel, AML Compliance, North America
Deputy General Counsel & Assistant Secretary, International Compliance
Santa Clara University
University of California, Berkeley
Recommendations: 0
c****[email protected]
Jared CISA
Senior Director, Information Security Compliance
New York, New York
Senior Director, Information Security Compliance
Senior Manager, Technology Risk Management
Manager, IT Audit
Senior Associate, IT Attestation
Quinnipiac University
Recommendations: 0
j****[email protected]
j****[email protected]
John Andriello
Business Development / Strategy
New York, New York
Business Development / Strategy
Compliance Solutions Specialist
Director
Business Development Manager
Director | Risk and Compliance
Vice President Of Business Development
Director
SVP, Sales - Promontory Compliance Solutions
Recommendations: 0
Financial Services
Securities
Risk Management
Salesforce.com
Banking
Financial Risk
SaaS
AML
j****[email protected]
j****[email protected]
Michael Loughney
Senior Trial Attorney
New York, New York
Senior Trial Attorney
Global Head of Legal and Compliance
Head of Legal, Structured Credit
Global Head of Equities Compliance
Staff Attorney
Chief Compliance Officer Citadel Global Equities, Ashler Capital
Head of GBM Legal, APAC
General Counsel Markets UK and EMEA
General Counsel Asia Pacific
Head of Legal and Compliance, New York Branch and Securities Broker
Universität Hamburg / University of Hamburg
American University, Washington College of Law
Fairfield University
Recommendations: 0
Banking
Capital Markets
Derivatives
Equities
Financial Markets
Investment Banking
Corporate Finance
Structured Finance
m****[email protected]
George Aul
Senior Implementation Manager
New York, New York
Senior Implementation Manager
Business Analyst Consultant
Sr. Business Analyst
Project Manager
Director
Project Manager
Consultant
Aladdin Compliance Project Lead
Principal Consultant
Trade Compliance Specialist
Compliance Manager
University of Utrect (Holland)
Illinois Institute of Technology
Recommendations: 0
Market Data
Trading Systems
Electronic Trading
Fixed Income
Derivatives
Trading
Financial Services
Financial Risk
a*****@hotmail.com
Yasonia Yankannah
Compliance Manager
New York, New York
Compliance Manager
Clinical Research Coordinator
Clinical Research Coordinator
Biomedical Research Assistant
Rutgers, The State University of New Jersey-New Brunswick
Recommendations: 0
Public Speaking
PowerPoint
Spanish
Microsoft Office
Microsoft Word
Non-profits
Microsoft Excel
Fundraising
y****[email protected]
Kay Nichols
Board Member
New York, New York
Board Member
Board Member, Chair Strategic Advancement
Board Advisor
Member Of The Board Of Advisors
Board Member
Founding Investor
Board Member
Board Advisor
Board Of Trustees
Executive Vice President - Global Financial Institutions/ Mobile & eBanking / Risk Fraud Compliance
Harvard Business School
International Management Centre, Europe
University of Bristol
Recommendations: 0
Strategy
Financial Services
CRM
Leadership
Payments
Strategic Partnerships
Start-ups
Mobile Payments
k****[email protected]
Nidhin Surendran
Automation Engineer
New York, New York
Automation Engineer
DevOps Engineer
Associate - Automation Engineer
Development Manager - Compliance
Lead Technology Specialist
Government Engineering College, Thrissur
Recommendations: 0
Selenium
.NET
Microsoft SQL Server
Java
CSS
jQuery
jQuery UI
CSS3
n****[email protected]
t*****@springbay.in
Lauren Podber
Receptionist
New York, New York
Receptionist
Assistant to Julie Morgenstern
Intelligence Analyst
Cyber Threat Analyst
All Source Analyst
Dancer
Cyber Risk Analyst
Teaching Artist, Board Member
Student
Assistant to CFO and Director of Compliance
Summer Intern
Columbia University in the City of New York
Columbia University - School of International and Public Affairs
Recommendations: 0
Non-profits
Social Media
Research
Nonprofits
Editorial
International Relations
Editing
Policy
l****[email protected]
Michael Gross
Consultant - IT Risk & Compliance
New York, New York
Consultant - IT Risk & Compliance
SVP, Media Analytics
Senior Consultant - IT Transformation & Risk
SVP, Revenue Strategy & Analytics
SVP, Ad Sales Finance & Operations
Director Sales Operations
Advisory Manager - IT Advisory
Management Consulting - Senior Manager
Chief Revenue Officer
Queen's University
Recommendations: 0
m****[email protected]
m****[email protected]
Troy CAMS
IAD - Senior Auditor Anti-Money Laundering Consultant
New York, New York
IAD - Senior Auditor Anti-Money Laundering Consultant
Vice President Internal Audit
VP AML: Americas Testing Manager
Senior Associate
AML Audit - AVP
Senior Staff Auditor
Compliance - Senior Anti-Money Laundering Consultant
AML Audit Manager (Contractor)
City University of New York-Baruch College
Shanghai University
North Carolina Agricultural and Technical State University
Recommendations: 0
AML
KYC
Due Diligence
OFAC
Financial Risk
USA PATRIOT Act
Risk Assessment
Financial Services
t****[email protected]
Yoni Rubin
Vice President of Business Operations and Compliance
New York, New York
Vice President of Business Operations and Compliance
Chief of Staff to the CEO
Business Mentor
The Interdisciplinary Center
Recommendations: 0
Social Media
Online Marketing
Marketing Strategy
Marketing Communications
Product Marketing
Social Media Marketing
Digital Marketing
Program Management
Fiona Kwok
Head of Talent Acquisition, Americas
New York, New York
Head of Talent Acquisition, Americas
Talent Acquisition Manager - ITO
Talent Acquisition Specialist, Financial Crime Compliance
Consultant, Financial Services
Consultant - Financial Services
AVP, Corporate Broking
Wealth Manager
Consultant, Front Office Division
Talent Acquisition Specialist, Financial Markets
National University of Singapore
York University - Schulich School of Business
Recommendations: 0
Capital Markets
Investment Banking
Asset Managment
Private Equity
Executive Search
Venture Capital
Front Office
Recruiting
f****[email protected]
m****[email protected]
Viral Shah
Cyber Security Engineer
New York, New York
Cyber Security Engineer
Cyber Security Analyst
Sr. Cyber Security Analyst | IT Security Investigator
Archer Presales Consultant | Governance Risk Compliance
Archer Business Architect | Assistant Vice President
Northeastern University
Gujarat University
Recommendations: 0
Information Assurance
Cyber Security Engineering
Cyber Security Administration
SIEM Technologies
Computer Security
Database Administration
CCNA
Web Development
s****[email protected]
Marc Gilman
General Counsel and VP of Compliance
New York, New York
General Counsel and VP of Compliance
Adjunct Professor
General Counsel and VP of Compliance
Executive Director - Global Head of Information Management Law
Associate
Attorney
Policy Research Intern
Summer Associate
Web Server Administrator
University of Oxford
Recommendations: 0
Commercial Litigation
Securities Regulation
Corporate Governance
Legal Writing
Legal Research
Publishing
Content Development
E-commerce
m****[email protected]
m****[email protected]
Lindsey Sestak
Client Accounting Compliance Analyst
New York, New York
Client Accounting Compliance Analyst
KYC Advisory
KYC Analyst
Compliance Analyst
Public Relations
Pace University - Lubin School of Business
Recommendations: 0
Skills: Programs: MS Word, Excel, PowerPoint Operating Systems: Mac and PC Inter
Social Media
Public Relations
Social Media Marketing
Marketing
Press Releases
Advertising
Microsoft Excel
l****[email protected]
Richard Dluhy
Regional Sales Manager - CyberSecurity
New York, New York
Regional Sales Manager - CyberSecurity
Strategic Sales Account Director - CyberSecurity
Regional Sales Director - CyberSecurity/Risk Management
Sales Director - Risk Management
Strategic Sales Leader - Cyber Risk Management
Sales Director – IT Governance & Compliance
Montclair State University
Recommendations: 0
r****[email protected]
d****[email protected]
Scott CAMS
Director, Head of Data Insights and Analytics, Global Financial Crimes Division
New York, New York
Director, Head of Data Insights and Analytics, Global Financial Crimes Division
Vice President, Global Financial Crimes Compliance
Senior Vice President, Global AML Compliance
Financial Editor, Equity Research
Financial Editor, Investor Relations
Paralegal
University of Hawaii at Manoa
Recommendations: 0
CAMS
Anti Money Laundering
Bank Secrecy Act
Terrorist Financing
Suspicious Activity Reporting
Correspondent Banking
OFAC
Equity Research
s****[email protected]
