Laurence Bertan’s Email & Phone

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Laurence Bertan

SVP, Director of Investment Management and Distribution Compliance and Global AML Compliance Officer @ AllianceBernstein

Laurence Bertan Contact Details

Location:
New York, New York, United States
Work:
SVP, Director of Investment Management and Distribution Compliance and Global AML Compliance Officer @ AllianceBernstein
Social Media Committee member @ SIFMA
VP, Director of Sell Side Compliance @ Sanford C. Bernstein
Education:
About:

Series 7, 63, 24, 27, 8, 14. Certified Public Accountant in New York. Specialties:Investment Adviser (SEC and CFTC regulations, Dodd-Frank reforms, Investment Adviser Act and Investment Company Act) and Broker Dealer (SEC regulations, FINRA rules, Securities Exchange Act) compliance. Hedge Funds, Anti-money Laundering.

SVP, Director of Buyside Compliance and Global AML Compliance Officer @ Supervise and coordinate the 

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