Patrick Fay's Email

Senior P&L and Operations Executive within Securities businesses at Foreign-owned subsidiaries and U.S. companies. Consistently beat market results as Trading Manager and Trader. Led P&Ls to exceed growth and profitability targets at Mizuho, ABN AMRO, and Lehman Bros. Most recent leadership experience includes corporate-wide technology, operations, security, compliance and risk management. Significant accomplishments include: • Multiple years of record-breaking annual trading results at Mizuho, ABN AMRO, Lehman Brothers. Led divisions to achieve market-beating results through industry recessionary years. • Integrating Mizuho/RBS infrastructure and personnel with no loss of productivity. • Implemented cyber security program achieving high industry ranking by Fishnet. • Designing first to market, game changing financial products including: Agency Stripped Bonds, Synthetic Swaps, and Repo Market Stripped Treasury Bonds. • Leading organizations through company and client crisis’ in 2001, 2008, 2009, and 2010 resulting in no downtime or turnover and beating annual market results.

Chief Operating Officer / Executive Managing Director @ Mizuho Financial Group ranks in the top 20 global banking institutions and is one of the 3 mega-banks in Japan. Mizuho Securities USA is the US investment banking subsidiary of Mizuho Securities and ranks in the top 5 Foreign-owned investment grade underwriting securities companies in the US. Revenue: $750M. Promoted to strengthen leadership capability and run company operations and systems, procedures, security, risk, compliance, real estate/facilities. Chairman of Volcker Compliance and Financial Risk Committee. From 2012 to Present (3 years) Greater New York City AreaExecutive Managing Director, Head of Fixed Income, North America @ Promoted by CEO to run P&L of fixed income division to strengthen and diversify business. Fixed Income is largest division within Mizuho Securities USA. Revenue: $255M. From 2010 to 2012 (2 years) Greater New York City AreaHead of Fixed Income Trading, North America @ Recruited by CEO and former colleague to stabilize, diversify, and build business. Individual trading responsibility. Revenue: $150M. From 2008 to 2010 (2 years) Greater New York City AreaManaging Director, Head of Fixed Income, Americas @ Eighteenth largest global bank, now Dutch state-owned. Expanded responsibility to include P&L for all of the Americas. Managed strategic and day to day operations for the Fixed Income Americas business, as well as execute individual trades. Revenue: $800M From 2000 to 2006 (6 years) Greater New York City AreaManaging Director, Head of Fixed Income, North America @ Promoted to manage P&L, strategic and day-to-day operations for the Fixed Income business, North America, as well as execute individual trades. Revenue: $400M From 1998 to 2000 (2 years) Greater New York City AreaManaging Director, Head of Fixed Income Trading @ Recruited by Head of Securities who was former colleague. Charter was to recreate accomplishments at Lehman including trading performance and diversification of products. Revenue: $150M From 1996 to 1998 (2 years) Greater New York City AreaManaging Director @ Fourth largest Investment Bank in the United States. Managing Director, Head of Central Funding (1992-1996) Promoted to run the largest P&L at Lehman. Revenue: $350M Managing Director, Head of Trading, Central Funding (1990-1992) Recruited to build profits and innovative products within largest profit center. From 1990 to 1996 (6 years) Greater New York City AreaManaging Director, Senior Vice President and Senior Corporate Bond Trader @ From 1985 to 1989 (4 years) New York and LondonVice President and Head Trader @ From 1981 to 1985 (4 years) Greater New York City Area

Master of Arts (MA), Mathematics @ Hunter CollegeMaster of Business Administration (MBA), Economics/Finance @ University of Chicago Graduate School of BusinessBachelor of Arts (BA) @ Miami University Patrick Fay is skilled in: General Management, P&L Management, Operations, Cyber Security, Information Technology, Risk Management, Compliance, Fixed Income, Capital Markets, Hedge Funds, Equities, Derivatives, Options, Investment Banking, Bonds, Financial Markets, Securities, Alternative Investments, Structured Products, Credit, Portfolio Management, Swaps, Electronic /...