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Clare Pierce

Chief Compliance Officer & Managing Director, BMO Capital Markets - US

Head, Compliance Advisory, BMO Wealth Management at BMO Financial Group

Chicago, Illinois

Section title

Clare Pierce's Email Addresses & Phone Numbers

Clare Pierce's Work Experience

BMO Financial Group

Chief Compliance Officer & Managing Director, BMO Capital Markets - US

April 2015 to July 2016

Greater New York City Area

BMO Financial Group

Associate General Counsel & Managing Director, BMO Capital Markets - US

September 2013 to March 2015

Greater New York City Area

Chapdelaine & Co.

General Counsel

May 2009 to March 2011

Clare Pierce's Education

Tulane University Law School

J.D., Law

1996 to 1999

State University of New York at Buffalo

B.A., Political Science, History

Clare Pierce's Professional Skills Radar Chart

Based on our findings, Clare Pierce is ...

Original
Principled
Objective

What's on Clare Pierce's mind?

Based on our findings, Clare Pierce is ...

21% Left Brained
79% Right Brained

Clare Pierce's Estimated Salary Range

About Clare Pierce's Current Company

BMO Financial Group

Led the Compliance team for the US Capital Markets businesses. Chief Compliance Officer of the US-registered Swap Dealer.

Frequently Asked Questions about Clare Pierce

What company does Clare Pierce work for?

Clare Pierce works for BMO Financial Group


What is Clare Pierce's role at BMO Financial Group?

Clare Pierce is Chief Compliance Officer & Managing Director, BMO Capital Markets - US


What is Clare Pierce's personal email address?

Clare Pierce's personal email address is c****[email protected]


What is Clare Pierce's business email address?

Clare Pierce's business email addresses are not available


What is Clare Pierce's Phone Number?

Clare Pierce's phone (217) ***-*380


What industry does Clare Pierce work in?

Clare Pierce works in the Financial Services industry.


Who are Clare Pierce's colleagues?

Clare Pierce's colleagues are Tom Weinfurter, Brett Pitts, Jimmy Yang, Wes Anderson, Zannatul Islam, Mark Toogood, Anusha Gaddam, Deepa Soni, Cindy Pan, and Saba Rehmani


About Clare Pierce

📖 Summary

Chief Compliance Officer & Managing Director, BMO Capital Markets - US @ BMO Financial Group Led the Compliance team for the US Capital Markets businesses. Chief Compliance Officer of the US-registered Swap Dealer. From April 2015 to July 2016 (1 year 4 months) Greater New York City AreaAssociate General Counsel & Managing Director, BMO Capital Markets - US @ BMO Financial Group Led the U.S. Capital Markets Legal Team for BMO Capital Markets US businesses. From September 2013 to March 2015 (1 year 7 months) Greater New York City AreaGeneral Counsel @ Chapdelaine & Co. From May 2009 to March 2011 (1 year 11 months) Assistant General Counsel @ Bank of America From November 2004 to May 2009 (4 years 7 months) Greater New York City AreaAssociate Attorney @ Cadwalader, Wickersham & Taft LLP From April 2004 to November 2004 (8 months) Associate General Counsel, Citadel Securities @ Citadel Investment Group Provided legal and compliance support to the institutional sales and trading, investment banking, capital markets and research divisions. From May 2011 to November 2011 (7 months) Greater New York City AreaAssociate Attorney @ Jones Day From September 1999 to April 2004 (4 years 8 months) Head, Compliance Advisory, BMO Wealth Management @ BMO Financial Group Greater Chicago AreaNational Head Of Risk Management & Chief Fiduciary Officer, U.S. Wealth Management @ BMO Financial Group Lead a team of approximately 50 risk management professionals responsible for advice and oversight of regulatory compliance, anti-money laundering, operational and fiduciary risk and governance for the U.S. Wealth Management businesses, which services mass-affluent, high net worth and ultra-high net worth clients, and operates through a national bank, registered investment advisor, broker-dealer and state-chartered trust company platforms. Member of senior leadership team. Director on various boards. From May 2017 to November 2019 (2 years 7 months) Greater Chicago AreaChief Compliance Officer, U.S. Wealth Management & U.S. Global Asset Management @ BMO Financial Group Led the Compliance team supporting the U.S. Wealth Management & U.S. Global Asset Management businesses. From July 2016 to May 2017 (11 months) Greater Chicago AreaSenior Counsel, BMO Capital Markets - US @ BMO Financial Group Provided legal support to the Investment & Corporate Banking and Trading Products divisions in the US Capital Markets business. From January 2012 to September 2013 (1 year 9 months) Greater New York City Area


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In a nutshell

Clare Pierce's Personality Type

Extraversion (E), Sensing (S), Feeling (F), Perceiving (P)

Average Tenure

2 year(s), 0 month(s)

Clare Pierce's Willingness to Change Jobs

Unlikely

Likely

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Clare Pierce's Social Media Links

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