Cathleen Depasquale's Email & Phone Number
Supervisory Analyst of Research Analysts, CCO, Sales/Trading Desk Supervisor, FINOP, CROP/SROPs at Banks, FINRA BD or RIA and Expert Witness
Cathleen Depasquale Email Addresses
Cathleen Depasquale Phone Numbers
Cathleen Depasquale's Work Experience
Certified Regulatory Compliance Professional/Senior Consultant
July 2012 to Present
Certified Regulatory Compliance Professional/Independent Contractor
July 2012 to Present
Securities Industry/Regulatory Council on Continuing Education
Council Member
June 2011 to December 2016
FINRA Registered Offshore Broker/Dealer
CEO/President, CFO, CCO and SROP
February 2013 to March 2014
E*TRADE Financial
CCO of E*TRADE Clearing
February 2007 to November 2011
Bear Stearns
MD/CVO/Senior Registered Option Principal
January 2004 to January 2007
CCO/Regulatory Director for Fleet Trading 04 to10/2001
January 2001 to January 2004
Robb Peck McCooey Clearing & Specialist
CCO/First VP/Executive Committee of Management/Municipal Principal
January 1996 to January 2001
State Capital Markets Inc.
President/Chief Compliance Officer/Municipal Principal/Compliance Registered Option Principal
January 1995 to September 1996
Robert Todd Inc.
CCO/Compliance Registered Option Principal
July 1994 to January 1995
GovPX
Sales/Marketing Representative
November 1993 to July 1994
Lehman Brothers
Corporate Vice President - Regional Compliance Manager
July 1986 to October 1993
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Cathleen Depasquale's Education
The Wharton School FINRA Institute
January 1999 to January 2000
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Frequently Asked Questions about Cathleen Depasquale
What is Cathleen Depasquale email address?
Email Cathleen Depasquale at [email protected] and [email protected]. This email is the most updated Cathleen Depasquale's email found in 2024.
What is Cathleen Depasquale phone number?
Cathleen Depasquale phone number is 973-464-4624 and 9736619360.
How to contact Cathleen Depasquale?
To contact Cathleen Depasquale send an email to [email protected] or [email protected]. If you want to call Cathleen Depasquale try calling on 973-464-4624 and 9736619360.
What company does Cathleen Depasquale work for?
Cathleen Depasquale works for Oyster Consulting, LLC
What is Cathleen Depasquale's role at Oyster Consulting, LLC?
Cathleen Depasquale is Certified Regulatory Compliance Professional/Senior Consultant
What industry does Cathleen Depasquale work in?
Cathleen Depasquale works in the Financial Services industry.
Cathleen Depasquale's Professional Skills Radar Chart
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Cathleen Depasquale's Estimated Salary Range
Cathleen Depasquale Email Addresses
Cathleen Depasquale Phone Numbers
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Cathleen Depasquale's Ranking
Ranked #254 out of 5,085 for Certified Regulatory Compliance Professional/Senior Consultant in Pennsylvania
Cathleen Depasquale's Personality Type
Extraversion (E), Sensing (S), Feeling (F), Judging (J)
Average Tenure
2 year(s), 0 month(s)
Cathleen Depasquale's Willingness to Change Jobs
Unlikely
Likely
Open to opportunity?
There's 86% chance that Cathleen Depasquale is seeking for new opportunities
Cathleen Depasquale's Social Media Links
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