RBC Correspondent Services and RBC Advisor Services

RBC Correspondent Services is the second-largest clearing provider in the United States based on number of broker-dealer clients served.* We specialize in providing comprehensive clearing, custody and execution services to independent broker-dealers and their advisors who seek knowledgeable support, powerful trading platforms, expanded investment choices, compelling advisor development programs and high quality proprietary research. RBC Advisor Services specializes in providing custody and clearing services to Registered Investment Advisors who serve the high-net-worth marketplace. Providing tailored access to leading brokerage and wealth management solutions, we offer unprecedented world-class capabilities including capital markets access, credit and lending, turnkey and separately managed account platforms, research and more. RBC Correspondent and RBC Advisor Services are proud to be values based organizations that share the same stewardship principles as our parent company, RBC. Our clients enjoy greater confidence knowing their dedicated clearing and custody partner is part of a respected institution distinguished by a long heritage of financial strength and steadfast dedication to clients. Our firm is a division of RBC Capital Markets, LLC, a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. Member NYSE/FINRA/SIPC. For more information, please visit www.rbccorrespondentservices.com or www.rbcadvisorservices.com. The information provided on this page is for general purposes only and does not constitute personal financial advice. Please consult with your own professional advisor to discuss your specific financial needs. For more information about our legal terms of use, please visit www.rbc.com/legal/#social_media. * RBC Correspondent Services is ranked second by number of broker-dealer clients (InvestmentNews 2016).