SEC Reporting and SOX Compliance Manager @ From September 2015 to Present (2 months) South San FranciscoAssurance Manager @ -Successfully managed between four and eight engagements at a time ranging from pre-revenue biotech companies to multi-national SEC companies -Managed client compliance with Section 404 of the Sarbanes-Oxley Act by reviewing documentation and testing internal controls over significant business cycles, and discussing areas for remediation with client management; includes communication and collaboration with Internal Audit function of clients. -Reviewed clients’ SEC financial reporting requirements 10-Ks, 10-Qs, 8-Ks, S-1s, S-3s and S-8s, including debt and equity offerings -Assisted clients with various accounting issues, including revenue recognition including multiple deliverables (ASC 605), stock compensation (ASC 718), collaborative arrangements (ASC 808), complex financial instruments (ASC 815) and income tax (ASC 740). -Remotely interfaced with and managed audit teams overseas in the completion of US GAAP Consolidated Audits and Statutory Audit. -Developed people through teamwork, integrity, leadership and on-the-job training; collaborated with team members to set goals and responsibilities and provide constructive feedback. From October 2013 to September 2015 (2 years) San FranciscoSenior Assurance Associate @ -Worked as the lead senior, running the day-to-day audit, on both private and publicly-traded clients in industries including semiconductor, distilled spirits, hospitality, and online broker-dealer. -Familiarized in SEC and PCAOB reporting requirements through working on the quarterly reviews, SOX testing, and audit for a $360 million revenue public semiconductor company with fourteen subsidiaries, both domestic and international. -Completed multiple audits of companies with international operations which required instructing multiple offices who were assisting with the international portions of the audit. -Gained experience in auditing complex areas including revenue, accounts receivable reserves, inventory reserves, stock compensation, and tax. From October 2010 to September 2013 (3 years) San Francisco Bay AreaAssurance Associate @ From September 2008 to September 2010 (2 years 1 month) San FranciscoAdministrative Assistant @ -Assisted in the bookkeeping and taxes for over twenty companies -Helped set up Quickbooks accounts for multiple new clients From July 2006 to May 2008 (1 year 11 months) Finance/Accounting Intern @ -Worked extensively on Excel to reconcile five bank statements with balances over $20 million -Participated in audit preparation meetings with the accounting staff and learned about the accounting systems for the company -Prepared invoices and transaction details requested by the auditors From July 2007 to August 2007 (2 months)

B.S., Business Administration @ University of California, Berkeley - Walter A. Haas School of Business From 2006 to 2008 B.S., Business Administration @ University of California, Berkeley From 2004 to 2008 Gloria Nam is skilled in: Auditing, Accounting, Quickbooks, Microsoft Excel, US GAAP, Internal Controls, Financial Accounting, QuickBooks, Accounts Receivable, Assurance, Sarbanes-Oxley, SEC filings, GAAP, SEC Filings, Sarbanes-Oxley Act, Revenue Recognition