CFA Charterholder 23 years in major financial services organizations in New York and London Experienced senior risk management executive with large asset management organizations Front office experience in fixed income research and modeling and in portfolio risk analysis Quantitative background, specializing in computer simulation and systems design, with an advanced degree in electrical engineering 7 years direct electrical engineering and project management experience

Senior Managing Director, Chief Risk Officer, Asset Management @ From January 2014 to Present (2 years) Managing Director, Group Risk Control @ Senior manager of strategic risk and regulatory projects within Firm-wide Risk Control and Methodology Group From May 2013 to January 2014 (9 months) Managing Director, Chief Risk Officer, Global Asset Management @ Responsible for market, credit and operational risk for UBS Global Asset Management From November 2010 to May 2013 (2 years 7 months) Managing Director, Investments Office @ Head of Risk Management and Operations, Investments Office From April 2009 to November 2010 (1 year 8 months) Managing Director, Global Head of Risk Management, Investment Management Division @ Responsible for market, credit and operational risk across the division, which is comprised of Lehman Brothers Asset Management (including Neuberger Berman), Lehman Brothers Private Equity and Private Investment Management From August 2005 to April 2009 (3 years 9 months) Managing Director @ Responsible for market, credit and operational risk for Neuberger Berman subsidiary of Lehman Brothers Investment Management Division From August 2005 to April 2009 (3 years 9 months) Vice President @ Chief Operating Officer, Risk and Performance Analytics, Goldman Sachs Asset Management Fixed Income Portfolio Management, Goldman Sachs Asset Management Fixed Income Research, Goldman Sachs From 1991 to 2005 (14 years) Senior Project Leader and Engineer @ Managed 5-person team responsible for design and development of a JOVIAL software development system, including cross-compiler, assembler and linker components. From April 1985 to April 1991 (6 years 1 month)

B.S.E., Electrical Engineering / Computer Science @ Princeton University From 1980 to 1984 M.Eng, Electrical Engineering @ Stevens Institute of Technology From 1984 to 1989 Chris CFA is skilled in: Investment Management, Investments, Financial Risk, Fixed Income Analysis, Alternative Investments, Programming Languages, Operational Risk Management, Portfolio Management, Equities, Fixed Income, Asset Management