Cathy Sabo’s Email & Phone

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Cathy Sabo

Managing Director @ CJS Consulting

Cathy Sabo Contact Details

Location:
Orinda, California
Work:
Managing Director @ CJS Consulting
Senior Analyst @ Financial Industry Regulatory Authority
CCO @ AXA Rosenberg Investment Management
Education:
About:

Financial services executive with significant experience leading and advising financial service organizations and implementing risk management initiatives designed to maximize shareholder value and minimize brand risk. Effectively work across organizations to identify key strategic compliance needs, control weaknesses, conflicts of interest and recommend mitigation solutions. Thirteen years regulatory experience evaluating broker-dealer and investment management industry practices and 

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